Stellenangebot
Senior Compliance Officer
Intrim; Frankfurt
Compliance Department of a Credit Institution
mindestens 5 Jahre Berufserfahrung
IHRE AUFGABEN
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Support to the team in place in the implementation and monitoring of
controls dedicated to prevent a full range of risks/legal requirements
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Follow up and documentation of compliance checks and internal preventive investigations initiated by department’s head
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Analysis and impact assessment of any relevant regulatory instrument
issued by the CSSF/BCL/CIMA or any other relevant Lawmaker or Regulatory
Authority
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Assistance with all AML/CTF responsibilities (ML/TF risk assessment
prior to Client take-on and ongoing due diligence monitoring)
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Promotion of Compliance and Ethical culture and increase awareness throughout the organization.
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Monitoring of the Key Risk indicators relating to compliance risk
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Assistance in maintaining appropriate relationships with Regulatory Authorities
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Maintenance of compliance related key documents (Charters, Policies, and Procedures)
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Performing an oversight on Compliance delegated activities (knowledge of investment restrictions applicable rules is an asset)
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Assistance in the implementation of major compliance projects as well as in the performance of due-diligence missions
IHR PROFIL
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Minimum Bac+5 (Master’s Degree) in Law
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An experience of at least 3 years in the Compliance Department of a
Credit Institution (alternatively Internal Audit or Risk Control
function) or similar experience
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Knowledge of the Fund industry and related operational flows is considered as an asset
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Be well-organized (highly systematic), dynamic, initiative taker, and detail-oriented
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Have a high sense of ethics, a positive attitude, and good writing skills
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Fluency in English and good command of French
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Highly professional approach and quality minded
Tags
Compliance Department of a Credit Institution
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